1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Amtech Systems, Inc. Employee Stock Option
|
(1)
|
08/06/2020 |
Amtech Systems, Inc. $.01 par value common stock
|
1,000
|
$
10.64
|
D
|
|
Amtech Systems, Inc. Employee Stock Option
|
(2)
|
11/12/2020 |
Amtech Systems, Inc. $.01 par value common stock
|
1,000
|
$
17.12
|
D
|
|
Amtech Systems, Inc. Employee Stock Option
|
(3)
|
12/12/2023 |
Amtech Systems, Inc. $.01 par value common stock
|
5,000
|
$
7.01
|
D
|
|
Amtech Systems, Inc. Employee Stock Option
|
(4)
|
11/19/2024 |
Amtech Systems, Inc. $.01 par value common stock
|
5,000
|
$
9.98
|
D
|
|
Amtech Systems, Inc. Employee Stock Option
|
(5)
|
10/04/2026 |
Amtech Systems, Inc. $.01 par value common stock
|
7,500
|
$
4.87
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
One-half of the stock option granted vested on each of the first two anniversaries of the 08/06/2010 grant date. |
(2) |
One-half of the stock option granted vested on each of the first two anniversaries of the 11/12/2010 grant date. |
(3) |
One-half of the stock option granted vested on each of the first two anniversaries of the 12/12/2013 grant date. |
(4) |
One-half of the stock option granted vested on each of the first two anniversaries of the 11/19/2014 grant date. |
(5) |
One-half of the stock option granted vests on each of the first two anniversaries of the 10/04/2016 grant date. |